Compliance hub
Disclosures
Draft — pending compliance review
Bracketed items (like [SEBI Registration No.]) are placeholders until finalized with our compliance officer and legal counsel. Nothing on this page should be relied on as final until those brackets are replaced with confirmed details.
1. Identity & registration
PSFINTECH ([entity name — pending]) is registered with the Securities and Exchange Board of India (SEBI) as a Research Analyst under registration number [SEBI Registration No. — pending]. CIN: [pending]. Registered office: [address — pending]. Compliance Officer: [name, email, phone — pending]. This registration does not constitute an endorsement of PSFINTECH's research by SEBI, nor does it guarantee the performance of the intermediary or assure any return to investors.
2. Business activity
PSFINTECH's primary business is publishing systematic, rules-based momentum research on listed Indian equities in the form of model portfolios and periodic rebalance calls, available by subscription. We separately intend to sell recorded educational content and, independently, a self-directed algorithmic trading terminal — sold as software, not as investment advice, and not covered by this Research Analyst registration (see §6 below).
3. No guarantee of returns
Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Past performance of any strategy or model portfolio is not indicative of future returns. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
4. Conflicts of interest
[Disclosure of the analyst's/entity's holdings in, or financial interest with, securities covered in research; disclosure of any compensation received from companies covered — pending compliance review. As a policy, we do not accept compensation from any company in exchange for coverage or a favorable recommendation.]
5. Use of AI/ML in research
Under Regulation 19(vii) of the SEBI (Research Analysts) Regulations, 2014, we disclose the extent to which artificial intelligence tools are used in producing our research:
- Our core model portfolios are generated by a fixed, rules-based momentum methodology — not by an AI/ML model.
- Separately, we are developing AI/ML pattern-detection research intended to sit alongside the core methodology. Where this output is published, it will be clearly labelled as AI-assisted at the point it's shown.
- AI/ML output is treated as an input reviewed against our methodology, not published unreviewed or auto-published without oversight.
6. The algo trading terminal is a separate product
Our algorithmic trading terminal is sold as standalone software under a one-time purchase, maintained by our support team/vendors. It is not research, is not covered by our SEBI Research Analyst registration, and its distribution is separately governed by SEBI's algorithmic trading framework where applicable. [Distribution model and any required broker empanelment — pending legal review before this product is offered for sale.]
7. Terms & consent
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